United States securities law

Results: 27653



#Item
771Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-07 06:35:26
772SEC filings / Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Financial regulation / Financial economics / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 16, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-15 19:50:56
773Financial economics / Financial system / Corruption / Insider trading / SEC Rule 10b5-1 / SEC Rule 10b-5 / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / Economics / Stock market

Microsoft Word - Policy 10 - Insider Trading - FINAL.docx

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Source URL: wwwext.amgen.com

Language: English - Date: 2015-04-08 18:32:26
774Securities Exchange Act / SEC filings / Financial regulation / Auditing / United States / Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Administrative Fine Imposed on the Responsible Person of Far Eastern Air Transport Corporation Date the fine was imposed: January 29, 2015

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Source URL: www.twse.com.tw

Language: English - Date: 2015-02-03 03:46:09
775SEC filings / United States securities law / Lobbying in the United States / Foreign Agents Registration Act / Politics of the United States

Received by NSD/FARA Registration Unit:22:09 PM • OMB No; Expires April 30,2017 u.s. Department of Justice

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Source URL: www.fara.gov

Language: English - Date: 2014-08-29 11:38:04
776Finance / 73rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial adviser / Securities and Exchange Commission / Financial economics / Government / United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 13:32:33
777Conscription in the United States / SEC filings / United States / United States securities law / Lobbying in the United States / Foreign Agents Registration Act / Politics of the United States

Received by NSD/FARA Registration Unit:14:34 PM O M B N O; Expires February 2 8 , u.s. Department of Justice Washington, DC 20530

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Source URL: www.fara.gov

Language: English - Date: 2013-01-23 12:24:28
778United States Securities and Exchange Commission / SEC filings / Financial economics / Investment / Financial system / Securities Exchange Act / Growth Enterprise Market / United States securities law / Stock market / 73rd United States Congress

CHAPTER 6 Chapter 6 GENERAL TRADING HALT, SUSPENSION, CANCELLATION AND WITHDRAWAL OF LISTING 6.01

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Source URL: www.hkex.com.hk

Language: English
77973rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / United States / Regulation S-K / Mutual fund scandal / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The U.S. Securities and Exchange Commission (Commission) announced the temporary

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 20:12:34
78073rd United States Congress / United States Securities and Exchange Commission / Accountancy / Financial statements / SEC filings / Generally Accepted Accounting Principles / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Finance / United States securities law / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 28, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-01-28 15:59:19
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